Retirement Plan Overlay Management



Historically, retirement plan participants have been expected to manage their own accounts using the investment options offered in the company plan. However, according to a recent survey by the Employee Benefit Research Institute, 67% of plan participants would prefer to get guidance from a professional when selecting plan investments. Q3 has developed a solution to manage individual client accounts in a wide range of retirement plans.

Area Plans

StatePlan NameProvider
ConnecticutChoate Rosemary Hall FoundationTIAA
ConnecticutConnecticut CollegeTIAA
ConnecticutElectric Boat/General DynamicsFidelity BrokerageLink
ConnecticutEversourceFidelity BrokerageLink
ConnecticutFairfield UniversityTIAA
ConnecticutFrontier CommunicationsFidelity BrokerageLink
ConnecticutHartford HospitalFidelity BrokerageLink
ConnecticutHartford Seminary FoundationTIAA
ConnecticutHopkins SchoolTIAA
ConnecticutInternational Paper CompanyEmpower Brokerage Services
ConnecticutLoomis Chaffee SchoolTIAA
ConnecticutMaritime Aquarium of NorwalkFidelity BrokerageLink
ConnecticutMedtronicFidelity BrokerageLink
ConnecticutNew Britain HospitalFidelity BrokerageLink
ConnecticutPfizerFidelity BrokerageLink
ConnecticutPitney BowesSchwab PCRA
ConnecticutPomfret SchoolTIAA
ConnecticutPraxairFidelity BrokerageLink
ConnecticutQuinnipiac UniversityFidelity BrokerageLink / TIAA
ConnecticutRumsey Hall SchoolTIAA
ConnecticutSacred Heart UniversityTIAA
ConnecticutSikorsky/LockheedTDAmeritrade SDBA
ConnecticutSt. Francis HopitalSchwab PCRA
ConnecticutSt. Raphael Hospital (New Haven)Fidelity BrokerageLink
ConnecticutStamford Community Health CareFidelty BrokerageLink
ConnecticutThe Hotchkiss SchoolTIAA
ConnecticutThe Taft SchoolTIAA
ConnecticutTravelers InsuranceFidelity BrokerageLink
ConnecticutTrinity CollegeTIAA
ConnecticutUniversity of HartfordTIAA
ConnecticutUniversity of Saint JosephTIAA
ConnecticutWesleyan UniversityTIAA
ConnecticutWestminster SchoolTIAA
ConnecticutYale UniversityFidelity BrokerageLink / TIAA
  • The list above only reflects large regional plans, contact us if you would like us to manage a plan not shown.
  • Plan rules are subject to change, please contact us to confirm that a listed plan can still be managed.
  • In addition to the list above most Public School 403b accounts in the United States can be managed.

Some companies have a national presence. Click the link below to view plans that exist in many regions of the country.

View National Plans

Getting Started

Retirement Plan Management Made Easy

One of the highlights of this opportunity is that virtually any working client might be a prospect. You don’t even have to talk to the plan sponsor, since the assets remain in the plan and the participants sign up for the service direct. Simply ask existing clients & prospects if they would like you to review their retirement account.

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