Retirement Plan Overlay Management



Historically, retirement plan participants have been expected to manage their own accounts using the investment options offered in the company plan. However, according to a recent survey by the Employee Benefit Research Institute, 67% of plan participants would prefer to get guidance from a professional when selecting plan investments. Q3 has developed a solution to manage individual client accounts in a wide range of retirement plans.

Area Plans

StatePlan NameProvider
ArizonaA.T. Still University of Health SciencesTIAA
ArizonaArizona Board of RegentsFidelity BrokerageLink
ArizonaArizona Publice ServiceFidelity BrokerageLink
ArizonaArizona State UniversityFidelity BrokerageLink / TIAA
ArizonaBanner HealthFidelity BrokerageLink
ArizonaBridgestoneFidelity BrokerageLink
ArizonaCity of GlendaleSchwab PCRA
ArizonaCity of MesaSchwab PCRA
ArizonaCity of PeoriaTD Ameritrade SDBA
ArizonaCity of PhoenixSchwab PCRA (Nationwide)
ArizonaCity of TempeSchwab PCRA
ArizonaDignity HealthFidelity BrokerageLink
ArizonaEmbry-Riddle Aeronautical UnivTIAA
ArizonaFreeport-McMoRan CopperSchwab PCRA
ArizonaGeneral DynamicsFidelity BrokerageLink
ArizonaHonor HealthPrudential SDBA
ArizonaIntel (401k only)Fidelity BrokerageLink
ArizonaJohn C. Lincoln Health/Honor HealthPrudential SDBA
ArizonaLumen Technologies (CenturyLink)Schwab PCRA
ArizonaMaricopa County 457 PlanSchwab PCRA
ArizonaMesa Public Schools/MesaSchwab PCRA
ArizonaMidwestern University ArizonTIAA
ArizonaNorthern Arizona UniversityFidelity BrokerageLink / TIAA
ArizonaPandora Media, Inc.Fidelity BrokerageLink
ArizonaPayPal, Inc.Schwab PCRA
ArizonaPepsiCo, Inc.Fidelity BrokerageLink
ArizonaPhoenix Children's HospitalFidelity BrokerageLink
ArizonaPima County Community College DistrictFidelity BrokerageLink / TIAA
ArizonaPinnacle West Capital Corporation - ArizonaPublic ServiceFidelity BrokerageLink
ArizonaState of Arizona DCP / Arizona State Retirement SystemSchwab PCRA
ArizonaTucson Electric & PowerFidelity BrokerageLink
ArizonaTuscon Medical (TMC Health)Schwab PCRA
ArizonaUniversity of ArizonaTIAA SDBA / Fidelity BrokerageLink
ArizonaUniversity of Arizona Health SystemFidelity BrokerageLink
ArizonaUS Airways, Inc.Fidelity BrokerageLink
  • The list above only reflects large regional plans, contact us if you would like us to manage a plan not shown.
  • Plan rules are subject to change, please contact us to confirm that a listed plan can still be managed.
  • In addition to the list above most Public School 403b accounts in the United States can be managed.

Some companies have a national presence. Click the link below to view plans that exist in many regions of the country.

View National Plans

Getting Started

Retirement Plan Management Made Easy

One of the highlights of this opportunity is that virtually any working client might be a prospect. You don’t even have to talk to the plan sponsor, since the assets remain in the plan and the participants sign up for the service direct. Simply ask existing clients & prospects if they would like you to review their retirement account.

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